TD Ameritrade Margin Clearing Manager in Omaha, Nebraska
The Margins Clearing Manager will work closely with internal and external business partners to manage the risk of a multi-billion dollar margin portfolio in a way that allows for innovative growth. Core competencies include developing teams towards a future state, understanding dynamics of system dependencies, leading change management and risk management.
The Manager is responsible for the daily execution of the Margin Department functions, including: issuance of house and regulatory calls, processing of asset transfers out of margin accounts, review of disbursement requests that require margin analysis, examination of incoming ACAT and partial transfers, and all complementing creation, maintenance, and reporting of associated books and records. Further duties include executing on strategic goals, creation of and adherence to Written Supervisory Procedures, and responding to internal and external audit/compliance inquires.
Coaching, training, and developing associates in a way the supports strategic objectives and a perpetual state of learning
Continually developing analytical, critical thinking, and problem solving skills of the team
Lead cross functional problem solving for process and technical improvement efforts
Conduct system(s) reviews and evaluations to develop understanding of system dependencies, regulatory compliance, and determine future enhancements with specific focus on the options product suite (OCC, Expiration, etc.)
Build partner, vendor, and industry relations to promote cohesiveness within departmental processes
Interact with all levels of leadership to build team brand and drive firm understanding of departmental objectives
Monitor and interpret regulations impacting the department, building supervision that oversees those requirements, and coordinating resources to address gaps
Exercise critical thinking skills during high risk time sensitive scenarios
Have or obtain Series 7, 24, 63 licenses with Series 4 being valuable to the functions of the role
4 year college degree preferably in the financial or data analytics fields or related industry experience
3+ years Leadership Experience and 2+ years Risk Management
Technically savvy, understanding a wide range of common systems and able to understand the intricacies of system dependencies
Demonstrated relationship and team building skills with the ability to effectively communicate to a wide array of audiences.
Demonstrated learning agility with a strong appetite for continually evolving knowledge of the industry, systems and methods for training others.
Project management experience
Knowledge of operational processes and controls and an understanding of risk and quality control functions
In-depth knowledge of Margin lending rules, regulations, and practices is preferred
TD Ameritrade is an equal opportunity employer. At TD Ameritrade we believe that people matter. We value diversity and believe that it transcends race, national origin, age, marital status, gender identity / expression, sexual orientation, citizenship status, service in the armed forces, disability, thoughts, ideas and perspectives. Our commitment to building an inclusive culture is aimed at attracting and retaining diverse talent, clients and shareholders to the firm. It's a belief that's core to the success of our organization.